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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-11-02
  • IA RA
    APPROVED
    Since 2020-11-02

Branch Locations

West Des Moines, IA • United States

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

Gremler Financial Corp

Cumming, IA • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2006-03-21
  • IA RA
    APPROVED
    Since 2006-03-21

Branch Locations

2425 Cumming Avenue, Cumming, IA 50061 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Gremler Financial Group West Des Moines IA 02/2004 Present
Technical Advisory Group (Tag) Des Moines IA 05/2013 04/2017
Voya Financial Advisors Des Moines IA 09/2014 12/2018
Btl Network Des Moines IA 04/2015 04/2017
Integrity Alliance, Llc West Des Moines IA 11/2020 Present
  • 02/2004 → Present
    Gremler Financial Group
    West Des Moines, IA
  • 05/2013 → 04/2017
    Technical Advisory Group (Tag)
    Des Moines, IA
  • 09/2014 → 12/2018
    Voya Financial Advisors
    Des Moines, IA
  • 04/2015 → 04/2017
    Btl Network
    Des Moines, IA
  • 11/2020 → Present
    West Des Moines, IA
Previous Registrations
  • 2004-01-01 → 2018-12-31
    Des Moines, IA
    Red Oak, IA
    Overland Park, KS
  • 1999-07-27 → 2005-12-31
    Des Moines, IA
  • 2002-02-26 → 2004-01-01
    Locust Street Securities, Inc.
    Des Moines, IA
  • 1999-01-01 → 2002-09-06
    Vestax Securities Corporation
    West Des Moines, IA
Other Businesses

1) Fixed Insurance; Not investment related; 405 Railroad Place, West Des Moines, IA, 50265; Fixed insurance sales; Agent; Started 1/31/1994; 10 hours per month, 0 during trading; Sales of Fixed insurance. 2) DSM Real Estate LLC; Not investment related; 2425 Cumming Avenue, Cumming, IA 50061; Rental property management; Owner; Started 9/26/2017; 20 hours per month, 0 during trading; Oversee the operation of the company. 3) Gremler Financial Corp; Not investment related; 405 Railroad Place, West Des Moines, IA, 50265; DBA; Owner; Started 2/1/2004; 0 hours per month, 0 during trading; Financial Advisor 4) Gremler Farms; Not investment related; 2425 Cumming Ave, Cumming, IA 50061; Farming, produce sales, barn rental for events; Owner; started 1/1/2010; 5 hours per month, 0 during trading; Maintain building and crops. 5) Gremler Financial group; Investment related; 405 Railroad Place, West Des Moines, IA, 50265; Registered Investment Adviser; Owner; started 7/1/1999; 5 hours per month, 0 during trading; Administration of a dormant RIA - Maintained for purposes of business continuity planning 6) BLACK SILO COFFEE ROASTING CO. POSITION: Investor NATURE: This is a coffee roasting company. At this time, we sell wholesale only--to coffee shops, mail order customers, and grocery stores. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/23/2025 ADDRESS: 2425 Cumming Ave, Cumming IA 50061, United States DESCRIPTION: My role is advisory and supportive--helping my daughter with marketing strategy, sales ideas, and online presence, and assisting with funding and equipment decisions as the business grows. 7) ROOSTERS COFFEE POSITION: Owner NATURE: This business is a coffee house that sells coffee plus breakfast and lunch items from a retail storefront. It is planned to eventually include a speakeasy concept as part of the venue. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 4301 Cumming Ave, Cumming IA 50061, United States DESCRIPTION: My duties will include providing financial support as needed, helping with early-morning prep and the rush period before 8:00 a.m. to get retail orders out, and assisting my daughter with understanding her books and records and tax-related items as the owner-operator. 8) FIN WORLD POSITION: Owner NATURE: Finworld is a private computer designed to help secure your financial information by operating on a closed network (an intranet, not the public internet). It also lets you link out to your existing financial relationships--such as banks and brokerage firms--without Finworld having access to your usernames, passwords, or account details. Finworld cannot see your information; it simply provides a secure way to connect to those outside institutions. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 04/15/2024 ADDRESS: 405 Railroad Pl, West Des Moines IA 50061, United States DESCRIPTION: I'm testing the software as part of ongoing development. We've been in the development stage for the past few years, and it is not client-facing, not currently being sold, and has not been put into operation commercially--other than steps taken for trademark purposes and trademark applications. We are now nearing a public launch, and this needs to be disclosed.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-05-03
  • S63 Uniform Securities Agent State Law Examination
    1995-05-03

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