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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2004-10-04 |
Branch Locations
363 N Sam Houston Pkwy E Ste 1480, Houston, TX 77060 • United States
Spring, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | The Woodlands | TX | 01/1995 | 03/2020 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | Present |
Business Ownership; Ronin Services LLC; manage practice; Financial Planners; 363 N Sam Houston Pkwy E Ste 1480, , Houston, TX, 77060; Investment-Related; 09/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours / Pennway Management; Member; management; 363 N Sam Houston Pkwy E STE 1480, , Houston, TX, 77060; Not Investment-Related; 09/29/2020; 0 hours per month; 0 during trading hours / My Auto Advocates; consulting; Consulting with the intent to purchase a new car.; 4002 Steep Woods Drive, , spring, TX, 77386; Not Investment-Related; 01/01/2007; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-22 |
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