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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-12-02
TX RA APPROVED 2024-12-02
  • PA RA
    APPROVED
    Since 2024-12-02
  • TX RA
    APPROVED
    Since 2024-12-02

Branch Locations

741 Pike Springs Rd., Phoenixville, PA 19460 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment Center, Inc. Phoenixville PA 07/2007 12/2024
Ic Advisory Services, Inc. Phoenixville PA 07/2007 12/2024
Cambridge Investment Research, Inc. Fairfield PA 12/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield PA 12/2024 Present
  • 07/2007 → 12/2024
    The Investment Center, Inc.
    Phoenixville, PA
  • 07/2007 → 12/2024
    Ic Advisory Services, Inc.
    Phoenixville, PA
  • 12/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, PA
  • 12/2024 → Present
    Fairfield, PA
Previous Registrations
  • 2007-07-16 → 2024-12-16
    Ic Advisory Services, Inc.
    Phoenixville, PA
    Bedminster, NJ
  • 2001-03-27 → 2007-04-03
    Multi-Financial Services Company
    Phoenixville, PA
Other Businesses

1. MULTI-FINANCIAL SERVICES COMPANY, 741 Pike Springs Rd., Phoenixville PA 19460, United States, 04/15/1994, Owner, Insurance/Benefits/Human Resources, NIR, 8 HR/MO - 8 HR/MO TRADING 2. KIMBERTON PROPERTIES (FICTITIOUS NAME), 741 Pike Springs Rd., Phoenixville, Pa. 19460 PA 19460, United States, 8/17/2023, Owner, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 12/02/2024

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-05
S63 Uniform Securities Agent State Law Examination 1995-06-06
  • S65 Uniform Investment Adviser Law Examination
    2000-10-05
  • S63 Uniform Securities Agent State Law Examination
    1995-06-06

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