Sean K Osborn

Current Employers

Employment History

• 06/2017 → 07/2020
  Western Southern Life
  Bala Cynwyd, PA
• 11/2017 → 07/2020
  W&S Brokerage Services
  Cincinnati, OH
• 08/2015 → 06/2017
  Temple University
  Philadelphia, PA
• 08/2020 → Present
  Osaic Wealth, Inc.
  Phoenixville, PA

Previous Registrations

• 2019-11-07 → 2020-08-19
  W&S Brokerage Services, Inc.
  Wayne, PA

Other Businesses

1. Aldi - Not investment related - 3101 Girard Avenue, Philadelphia, PA 19130 - Grocery store - Stock associate - 06/2020 - 40 hours per month - No hours during securities trading hours - Make sure shelves look presentable 2. BALA FINANCIAL GROUP INC. POSITION: Registered Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/03/2020 ADDRESS: 208 Old Lancaster Road, Devon PA 19333, United States DESCRIPTION: Sales and marketing of securities and insurance products. 3. BALA FINANCIAL GROUP/INSURANCE BROKERAGE POSITION: Insurance Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 08/03/2020 ADDRESS: 208 Old Lancaster Road, Devon PA 19333, United States DESCRIPTION: Sales marketing of fixed annuities, non variable insurance, and health insurance products. 4. PHOENIX TAX CONSULTANTS POSITION: Administrative Assistant NATURE: Accounting and Tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/03/2020 ADDRESS: 300 Bridge Street, Phoenixville PA 19460, United States DESCRIPTION: Admin functions for clients 5. PHOENIX TAX CONSULTANTS POSITION: Tax Preparer NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2022 ADDRESS: 300 Bridge Street, Phoenixville PA 19460, United States DESCRIPTION: Tax Preparation 6. CHESTER COUNTY ESTATE PLANNING COUNCIL POSITION: Member NATURE: Local organization. Networking group. Not sure if they are an LLC/etc. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2022 ADDRESS: 28 Market Street, West Chester PA 19382, United States DESCRIPTION: Attend monthly meetings. Have discussions with the other members. Listen to the speaker and their expertise on whatever topic they are presenting. 7. CANINE PARTNERS FOR LIFE POSITION: Board Observer NATURE: 501(c)(3) non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/16/2025 ADDRESS: 334 Faggs Manor Road, Cochranville PA 19330, United States DESCRIPTION: I would have the opportunity to observe board meetings. 8. YOUNG'S INSURANCE SERVICES POSITION: Insurance Agent NATURE: Medicare supplements through various insurance carriers. Young's Insurance Services is an insurance agency. INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 07/28/2025 ADDRESS: 350 W. Main St., Collegeville PA 19426, United States DESCRIPTION: Sales of medicare supplements through various insurance carriers.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-11-07
• S63 Uniform Securities Agent State Law Examination
  2018-01-19