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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Springfield High School | Springfield | PA | 06/2015 | 06/2019 |
| Springfield Country Club | Springfield Springfield | PA | 05/2017 | 09/2017 |
| Lafayette College | Easton | PA | 08/2019 | 05/2023 |
| Home Depot | Broomall | PA | 08/2020 | 03/2023 |
| Stockton University | Galloway | NJ | 09/2023 | 05/2025 |
| Chipotle | Egg Harbor Town | NJ | 07/2023 | 02/2024 |
| Renault Winery | Egg Harbor City | NJ | 09/2024 | 07/2025 |
| Unemployed | Springfield | PA | 07/2025 | 09/2025 |
| Dennis Long - Equitable Advisors Llc | Bala Cynwyd | PA | 06/2024 | 08/2024 |
| Equitable Advisors Llc | New York | NY | 08/2025 | 11/2025 |
| Osaic Wealth, Inc. | Devon | PA | 12/2025 | Present |
1. BALA FINANCIAL GROUP INC. POSITION: Registered Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2025 ADDRESS: 208 Old Lancaster Road, Devon PA 19333, United States DESCRIPTION: Sales and marketing of securities and insurance products. 2. BALA FINANCIAL GROUP/INSURANCE BROKERAGE POSITION: Insurance agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 12/01/2025 ADDRESS: 208 Old Lancaster Road, Devon PA 19333, United States DESCRIPTION: Sales marketing of fixed annuities, non-variable insurance, and health insurance products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-01 |
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