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Current Employers
Redwood Financial Network

30285 Bruce Industrial Parkway Suite A, Solon, OH 44139 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-08
NC RA APPROVED 2016-12-20
FL RA APPROVED 2015-02-03
OH RA APPROVED 2012-02-15
  • TX RA
    APPROVED_RES
    Since 2020-01-08
  • NC RA
    APPROVED
    Since 2016-12-20
  • FL RA
    APPROVED
    Since 2015-02-03
  • OH RA
    APPROVED
    Since 2012-02-15

Branch Locations

30285 Bruce Industrial Parkway Suite A, Solon, OH 44139 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2005-09-06
  • OH RA
    APPROVED
    Since 2005-09-06

Branch Locations

30285 Bruce Industrial Pwy #A, Solon, OH 44139 • United States

Chagrin Falls, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Solon OH 08/2005 Present
Redwood Financial Network Solon OH 06/2011 Present
Previous Registrations
  • 2005-07-18 → 2005-09-08
    Natcity Investments, Inc.
    Cleveland, OH
Other Businesses

1. 12/21/2006 - NON-VARIABLE INSURANCE - VARIOUS LIFE, HEALTH, DISABILITY, LONG-TERM CARE AND FIXED ANNUITY BUSINESS DIRECTLY THROUGH VARIOUS INSURANCE CARRIERS. - TIME SPENT 5% - SOLON, OH. 2. 4/26/2011 - OTHER-OFFICE PROPERTY FOR BRANCH LOCATION - REDWOOD REAL ESTATE, LLC - REDWOOD REAL ESTATE LLC WILL OWN AN OFFICE PROPERTY AND OUR BRANCH WILL BE A TENANT. - 2% OF TIME SPENT. 3. 9/15/2011 - DBA ONLY - REDWOOD FINANCIAL NETWORK CORPORATION 4. 2/28/2012 - REGISTERED INVESTMENT ADVISOR - (HYBRID) REDWOOD FINANCIAL NETWORK - WE PROVIDE BOTH FINANCIAL PLANNING/ADVICE FOR HOURLY OR FIXED FEES AFTER AGREEMENT IS SIGNED WITH CLIENTS. - TIME SPENT 70% - SOLON, OH. 5. 03/03/2015 - OTHER - SCHOLARSHIP - PERSONALLY FUND SCHOLARSHIP FOR REDWOOD FINANCIAL NETWORK'S ANNUAL SCHOLARSHIP. - TIME SPENT 1 HOUR PER MONTH - SOLON, OH 6) 02/10/2025 -BPG Investment LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:02/01/2025 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-10-12
S65 Uniform Investment Adviser Law Examination 1995-06-05
  • S63 Uniform Securities Agent State Law Examination
    2005-10-12
  • S65 Uniform Investment Adviser Law Examination
    1995-06-05
Other Names
  • William J (Iii) Gordon

View on SEC IAPD

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