Scott Ward

Current Employers

Employment History

• 03/2006 → 12/2017
  Columbia Management Group
  Boston, MA
• 03/2006 → 12/2017
  Columbia Management Advisors, Llc
  Boston, MA
• 05/2010 → 12/2017
  Riversource Investments
  Minneapolis, MN
• 05/2010 → 12/2017
  Riversource Fund Distributors, Inc.
  Boston, MA
• 01/2018 → 10/2022
  Rock Harbor Llc
  Charlotte, NC
• 01/2018 → 10/2022
  Foreside Fund Services, Llc
  Charlotte, NC
• 10/2022 → 06/2023
  Innovation Partners
  Charlotte, NC
• 08/2023 → Present
  Lpl Financial
  Columbia, SC
• 08/2023 → Present
  Independent Advisor Alliance, Llc
  Columbia, SC
• 08/2023 → Present
  First Community Bank
  Columbia, SC
• 08/2023 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2010-05-01 → 2018-01-02
  Columbia Management Investment Advisers, Llc
  Minneapolis, MN
  Charlotte, NC
  Boston, MA
• 2006-05-01 → 2010-05-01
  Bofa Advisors, Llc
  Richmond, VA
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC

Other Businesses

1- 07/2023 / First Community Financial Consultant / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED 2- 08/18/2023 - Independent Advisors Alliance, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 07/17/2023 - 160 Hours Per Month/ 40 Hours During Trading - Time Spent 90% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3- 04/08/2024 - Charlotte Christian School - Other - Sports Coach - JV Basketball Coach - Not Investment Related - Charlotte, NC - Start Date 10/30/2023 - 50 Hours Per Month/ 20 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-07-06
• S66 Uniform Combined State Law Examination
  2006-04-29

Other Names

• Scott W Ward
• Scott Ward
• Scott William Ward