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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-12-21 |
| TX | RA | APPROVED_RES | 2023-10-24 |
| VA | RA | APPROVED | 2020-07-24 |
Branch Locations
10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States
412 Georgia Ave Ste 215, Chattanooga, TN 37403 • United States
Signal Mountain, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Roanoke | VA | 09/2013 | 07/2020 |
| Wells Fargo Clearing Services, Llc | Roanoke | VA | 07/2020 | Present |
SISKIN CHILDREN'S INSTITUTE; NOT INV RELATED; CHATTANOOGA, TN; FINANCE COMMITTEE MEMBER; 01/2025; 1 HOUR PER MONTH; NO HOURS DURING TRADING; PROVIDE SERVICE TO CHILDREN OF SPECIAL NEEDS HARDIN BROTHERS LLC ; INV RELATED; DALTON,GA; RESTORATION AND CONSTRUCTION;50% OWNERSHIP; START DATE: 02/02/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-03 |
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