James Stuart Agostini

Current Employers

Employment History

• 05/2012 → Present
  Lpl Financial, Llc
  Columbia, SC
• 05/2012 → Present
  Davinci Financial Designs, Llc
  Columbia, SC

Previous Registrations

• 2005-09-02 → 2012-05-07
  First Command Brokerage Services, Inc.
  Greenville, SC
  Columbia, SC
  Elgin, SC
• 2004-08-02 → 2005-09-02
  First Command Bank
  Fort Worth, TX

Other Businesses

(1) 05/15/2012: DAVINCI FINANCIAL DESIGNS - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: (HYBRID) DAVINCI FINANCIAL DESIGNS - 60% OF TIEM SPENT (2) 01/16/2013: DAVINCI FINANCIAL DESIGNS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - 5% OF TIME SPENT (3) 12/16/2014: NO BUSINESS NAME - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - NOTARY - START 06/08/2010 - 1 HR/MO NONE DURING SECS TRDG HRS - PROVIDE NOTARY SERVICES (4) 07/28/2015: DAVINCI RISK DESIGNS LLC - INV REL - MARLTON NEW JERSEY - NON-VARIABLE INSURANCE - START 08/07/2014 - 20 HR/MO ALL DURING SECS TRDG HRS - SELL INS TYPES: LIFE, DISABILITY, LONG-TERM CARE (5) 5/16/2017: Agostini & Associates - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 05/04/2012 - 5 Hours Per Month/0 Hours During Securities Trading. (6) 3/23/2018 - DaVinci Real Property Group - Not Investment Related - Columbia SC 29206 - Real Estate Rental - Started 10/20/2017 - 5 Hours Per Month/1 Hour During Securities Trading. (7) 08/16/2019 - DaVinci Investment Services - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:08/01/2019 - 10 hrs/mo - 10 hrs during trading (8) 11/13/2024 - Other - Political - County delegate - Not Investment Related - Columbia, SC - Start Date 04/23/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1995-05-31

Designations

Other Names

• Jim Agostini