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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2005-10-17
  • MO RA
    APPROVED
    Since 2005-10-17

Branch Locations

2785 Tucker Road, Poplar Bluff, MO 63901 • United States

3660 S. Geyer Road Suite 200, St. Louis, MO 63127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 11/2002 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2005 Present
Msmf Wealth Management St. Louis MO 01/2005 Present
Life Bridge Insurance Solutions St. Louis MO 11/2017 Present
Sonus Benefits St. Louis MO 11/2021 Present
Ct Management, Llc St Louis MO 11/2024 Present
Ct General Partner, Inc St Louis MO 11/2024 Present
  • 11/2002 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2005 → Present
    Schaumburg, IL
  • 01/2005 → Present
    Msmf Wealth Management
    St. Louis, MO
  • 11/2017 → Present
    Life Bridge Insurance Solutions
    St. Louis, MO
  • 11/2021 → Present
    Sonus Benefits
    St. Louis, MO
  • 11/2024 → Present
    Ct Management, Llc
    St Louis, MO
  • 11/2024 → Present
    Ct General Partner, Inc
    St Louis, MO
Other Businesses

1)MSMF WEALTH MANAGEMENT, DBA NAME FOR INVESTMENT PRACTICE THROUGH CETERA; INV. RELATED; SAME AS REGISTERED LOCATION; PERSONAL BRAND FOR WEALTH MANAGMENT BUSINESS; PARTNER; SINCE 01/2019; 120 HRS/MONTH DURING SECURITIES TRADING HOURS: 2) NAME OF OTHER BUSINESS: LIFE BRIDGE INSURANCE SOLUTIONS: NO ADDRESS: SAME AS REGISTERED LOCATION START DATE: 11/2017 NATURE OF BUSINESS: INSURANCE BROKERAGE AGENCY APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: PARTNER BRIEF DESCRIPTION OF DUTIES: ASSITANCE WITH CARRIER SELECTION, PRODUCT DESIGNS, UNDERWRITTEN ADVOCACY AND ADVICE 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, DISABILITY, ANNUITIES, AND LONG TERM CARE. 4)NAME OF OTHER BUSINESS: BENEFIT ADVISORS NETWORK (BAN); INVESTMENT RELATED: NO; ADDRESS: 6830 COCHRAN ROAD, SOLON, OH 44139; NATURE OF BUSINESS: EMPLOYEE BENEFIT NEWTWORK; START DATE: 09/2019; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: MEET SEMI-MONTHLY TO DISCUSS STRATEGY AND FOCUS OF RESOURCES, REPRESENT MEMBERSHIP; 5) NAME OF OTHER BUSINESS: SONUS BENEFITS ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EMPLOYEE BENEFITS ; START DATE: 11/2021; POSITION/TITLE/RELATIONSHIP: PRODUCER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: EMPLOYEE BENEFITS SALES AND SERVICES; 6) NAME OF OTHER BUSINESS: CT MANAGEMENT, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: MEMBER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LLC ESTABLISHED FOR PAYROLL ONLY FOR MSMF WEALTH MANAGEMENT EMPLOYEES; 7) NAME OF OTHER BUSINESS: CT GENERAL PARTNER, INC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: MEMBER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: S CORP FOR OWNER PAYROLL AND 401(K);

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-04
S63 Uniform Securities Agent State Law Examination 2003-04-07
  • S65 Uniform Investment Adviser Law Examination
    2005-10-04
  • S63 Uniform Securities Agent State Law Examination
    2003-04-07

View on SEC IAPD

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