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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-24
NC RA APPROVED 2001-12-31
  • TX RA
    APPROVED_RES
    Since 2013-05-24
  • NC RA
    APPROVED
    Since 2001-12-31

Branch Locations

301 Commerce Ave Ste 103, Morehead City, NC 28557 • United States

Winterville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Greenville NC 09/2005 03/2020
Ameriprise Financial Services, Llc Greenville NC 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 1814 Summerhaven Drive, Greenville, NC, ,; Not Investment-Related; 10/01/1995 / Commercial; 300 W. Arlington Boulevard Greenville, NC, ,; Not Investment-Related; 03/01/2000. Business Ownership; Eastern Farms LLC; Owner; Agricultural/forest land.; 1508 Hammersmith Drive Winterville, NC 28590, ,; Not Investment-Related; 04/29/2014; 1 to 9 hours per month; 0 during trading hours / SBR PROPERTIES LLC; Co-owner; Raw agricultural land and impoundments; FULFORD POINT ROAD, , LOWLAND, NC, 28552; Not Investment-Related; 06/30/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Windsor Neighborhood Association; President; P.O. Box 20123 Greenville, NC 27858, ,; Not Investment-Related; 04/01/2011; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-12
S63 Uniform Securities Agent State Law Examination 1995-05-10
  • S65 Uniform Investment Adviser Law Examination
    1995-05-12
  • S63 Uniform Securities Agent State Law Examination
    1995-05-10
Other Names
  • Lee Tingen

View on SEC IAPD

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