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William Lewis Gurner

Fcg Investment Company

Germantown, TN

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Current Employers
Fcg Investment Company

9040 Garden Arbor Dr Ste 206, Germantown, TN 38138 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2020-04-22
  • TN RA
    APPROVED
    Since 2020-04-22

Branch Locations

9040 Garden Arbor Dr Ste 206, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tradewinds Global Investors, Llc Los Angeles CA 03/2015 11/2016
Nuveen Asset Management, Llc Chicago IL 12/2016 04/2018
Mid Atlantic Financial Management, Inc. Pittsburgh PA 05/2018 06/2020
Tradewinds Global Investors Memphis TN 03/2015 11/2016
Fcg Investment Company Germantown TN 05/2018 Present
Emc Services, Llc Germantown TN 01/2026 Present
  • 03/2015 → 11/2016
    Tradewinds Global Investors, Llc
    Los Angeles, CA
  • 12/2016 → 04/2018
    Chicago, IL
  • 05/2018 → 06/2020
    Mid Atlantic Financial Management, Inc.
    Pittsburgh, PA
  • 03/2015 → 11/2016
    Tradewinds Global Investors
    Memphis, TN
  • 05/2018 → Present
    Germantown, TN
  • 01/2026 → Present
    Emc Services, Llc
    Germantown, TN
Previous Registrations
  • 2018-05-23 → 2020-06-01
    Mid Atlantic Financial Management, Inc.
    Germantown, TN
    Pittsburgh, PA
  • 2016-08-26 → 2018-05-07
    Memphis, TN
  • 2015-03-31 → 2016-11-30
    Tradewinds Global Investors, Llc
    Memphis, TN
    Los Angeles, CA
  • 2004-03-29 → 2015-05-18
    Sector Capital Management, L.L.C.
    Germantown, TN
Other Businesses

EMC Services, LLC; Is the business investment related: Yes; Location of the business: 9040 Garden Arbor Drive Germantown TENNESSEE 38138 United States; Description of the business: Management Services Company; Position Title: Owners; Responsibilities Duties: They are equal owners of the company; Start date with business: 2026-01-01; Hours per month devoted to business during trading hours: 160; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 100;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-05
  • S65 Uniform Investment Adviser Law Examination
    1995-04-05
Other Names
  • Bill Gurner

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