Christopher John Frey

Employer firm

Southstate Private Capital Management LLC CRD 165306

$4.96B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 08/2018
  Mitchell Financial Group Inc
  Lincoln, NE
• 05/2017 → 08/2018
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2016 → 04/2017
  Kool Logistics, Inc.
  Omaha, NE
• 01/2018 → 08/2018
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 09/2018 → 10/2024
  Tiaa
  Denver, CO
• 09/2018 → 10/2024
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CA
• 11/2024 → 06/2025
  Wambolt & Associates, Llc
  Littleton, CO
• 06/2025 → 08/2025
  Carson Wealth
  Littleton, CO
• 06/2025 → 08/2025
  Cwm, Llc
  Omaha, NE
• 08/2025 → 01/2026
  Private Capital Management, Llc
  Denver, CO
• 01/2026 → Present
  Southstate Private Capital Management, Llc
  Denver, CO

Previous Registrations

• 2024-11-15 → 2025-09-12
  Wambolt & Associates, Llc
  Littleton, CO
• 2025-06-09 → 2025-08-12
  Cwm, Llc
  Omaha, NE
  Littleton, CO
• 2019-09-03 → 2024-10-28
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
  Denver, CO
  Frisco, TX
  Chicago, IL
  Glendale, CO
• 2018-01-10 → 2018-09-10
  Cambridge Investment Research Advisors, Inc.
  Lincoln, NE

Exams

• S66 Uniform Combined State Law Examination
  2017-08-14
• S63 Uniform Securities Agent State Law Examination
  2014-08-26

Designations

• Certified Financial Planner

Other Names

• Chris John Frey
• Christopher John Frey
• Christopher J Frey
• Chris J Frey