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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-03-11 |
| MA | RA | APPROVED | 2026-02-08 |
| MN | RA | APPROVED | 2025-06-18 |
| CO | RA | APPROVED | 2025-03-18 |
| KS | RA | APPROVED | 2025-02-26 |
| DE | RA | APPROVED | 2023-07-07 |
| NY | RA | APPROVED | 2021-04-16 |
| CA | RA | APPROVED | 2021-03-29 |
| CT | RA | APPROVED | 2020-07-23 |
| PA | RA | APPROVED | 2019-08-20 |
| TX | RA | APPROVED_RES | 2016-12-13 |
| AZ | RA | APPROVED | 2015-10-28 |
| FL | RA | APPROVED | 2013-05-28 |
| NJ | RA | APPROVED | 2005-12-06 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Marlboro, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Wall | NJ | 02/2014 | 09/2022 |
| Park Avenue Securities Llc | Wall | NJ | 02/2014 | 09/2022 |
| Guardian Life Insurance Co Of America | New York | NY | 09/2022 | Present |
| Park Avenue Securities Llc | New York | NY | 09/2022 | Present |
| Guardian Life Insurance Companyu | Marlboro | NY | 06/2024 | Present |
| Park Avenue Securities | Marlboro | NY | 06/2024 | Present |
1. Insurance - Term Insurance, Property Casualty Insurance, UL, Long Term Care Insurance, Start: 01/01/2012, Address: 437 Madison Ave, 29th Floor, NY, NY 10022, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation. 2. MICHAEL RINGEL, CPA - Accounting, Tax and Consulting Services, Start: 12/1/2012 Address: 20 Harness Lane Marlboro, NJ 07746, 1 total hour per month; 1 during securities trading hours, Not investment related, Less than 10% annual compensation, 3) Book Author, Nature of Business: Book writing, Start date: 03/25/2026, Address: 20 Harness Lane Marlboro, NJ 07746, Duties: Writing a book, 1 total hours per month; 0 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-13 |
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