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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2004-01-21
  • FL RA
    APPROVED
    Since 2004-01-21

Branch Locations

2701 Sw 34Th Street Building 100, Ocala, FL 34474 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Ocala FL 12/2003 Present
Previous Registrations
Other Businesses

(1) Gateway To Hope, Inc. Address: St. Patrick's Episcopal Church, Ocala, Florida Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Director Investment Related:No Start Date: 02/27/2012 Hours per month devoted to this business: 20 Hours per month devoted to this business during trading hours: 0 Description of duties: Overseeing feeding the hungry by Chairing the Board and overseeing the Executive Director, who is paid, in feeding the poor, and assisting ex-prisoners with food, housing and job. (2) The Gannett House - First Amendment Museum Address: Augusta, ME Nature of the Business: Board Member/Officer/Director Position/Title: Director Investment Related:No Start Date: 08/04/2016 Hours per month devoted to this business: 8 Hours per month devoted to this business during trading hours: 5 Description of duties: Serve as a member of the Board of Directors

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-03-23
S65 Uniform Investment Adviser Law Examination 1995-03-23
  • S63 Uniform Securities Agent State Law Examination
    1995-03-23
  • S65 Uniform Investment Adviser Law Examination
    1995-03-23
Other Names
  • William H (Iii) Shepard
  • Bill Shepard

View on SEC IAPD

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