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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-11-17 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
300 Ballardvale Street, Wilmington, MA 01887 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Financial Corp. | Lexington | MA | 03/2006 | 11/2021 |
| Commonwealth Financial Network | Waltham | MA | 08/2011 | 11/2021 |
| Lpl Financial, Llc | Wilmington | MA | 11/2021 | Present |
| Hub International | Wilmington | MA | 11/2017 | Present |
| Global Retirement Partners, Llc | Wilmington | MA | 11/2021 | Present |
1) 11/2017 - Outside/W-2 Employment - HUB International - Not Investment Related - Wilmington, MA 01887 2) 11/2021 - DBA for LPL Business (entity for LPL business) - HUB Retirement and Wealth Management - Investment Related - Wilmington, MA 01887 3) 11/23/2021 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started Nov 2021 - 4 Hours During Securities Trading - Time Spent 50%. 4) 11/23/2021 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started Nov 2021 - 4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2003-04-14 |
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