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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-11-17
  • MA RA
    APPROVED
    Since 2021-11-17

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

300 Ballardvale Street, Wilmington, MA 01887 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Financial Corp. Lexington MA 03/2006 11/2021
Commonwealth Financial Network Waltham MA 08/2011 11/2021
Lpl Financial, Llc Wilmington MA 11/2021 Present
Hub International Wilmington MA 11/2017 Present
Global Retirement Partners, Llc Wilmington MA 11/2021 Present
Previous Registrations
Other Businesses

1) 11/2017 - Outside/W-2 Employment - HUB International - Not Investment Related - Wilmington, MA 01887 2) 11/2021 - DBA for LPL Business (entity for LPL business) - HUB Retirement and Wealth Management - Investment Related - Wilmington, MA 01887 3) 11/23/2021 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started Nov 2021 - 4 Hours During Securities Trading - Time Spent 50%. 4) 11/23/2021 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started Nov 2021 - 4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-15
S63 Uniform Securities Agent State Law Examination 2003-04-14
  • S65 Uniform Investment Adviser Law Examination
    2007-05-15
  • S63 Uniform Securities Agent State Law Examination
    2003-04-14

View on SEC IAPD

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