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Kathleen A. Beck

J.P. Morgan Securities LLC

Newark, DE

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
DE RA APPROVED 2023-10-12
  • NY RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21
  • DE RA
    APPROVED
    Since 2023-10-12

Branch Locations

500 Stanton Christiana Rd, Newark, DE 19713 • United States

270 Park Ave Floor 10, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Hunt Valley MD 08/2015 01/2018
Bbtis Charlotte NC 09/2015 01/2018
Bb&T Securities, Llc Baltimore MD 01/2018 01/2018
J.P. Morgan Securities Llc Newark DE 04/2019 Present
Jpmorgan Chase Bank, Na Newark DE 04/2019 09/2025
Unemployed Bel Air MD 02/2018 08/2018
Sudina Search, Llc Hunt Valley MD 08/2018 04/2019
  • 08/2015 → 01/2018
    Bb&T
    Hunt Valley, MD
  • 09/2015 → 01/2018
    Bbtis
    Charlotte, NC
  • 01/2018 → 01/2018
    Bb&T Securities, Llc
    Baltimore, MD
  • 04/2019 → Present
    J.P. Morgan Securities Llc
    Newark, DE
  • 04/2019 → 09/2025
    Jpmorgan Chase Bank, Na
    Newark, DE
  • 02/2018 → 08/2018
    Unemployed
    Bel Air, MD
  • 08/2018 → 04/2019
    Sudina Search, Llc
    Hunt Valley, MD
Previous Registrations
  • 2018-01-02 → 2018-02-01
    Bb&T Securities, Llc
    Baltimore, MD
    Charlotte, NC
  • 2015-09-25 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Hunt Valley, MD
    Baltimore, MD
  • 2014-06-11 → 2015-08-03
    Valley Forge Asset Management, Llc
    Hunt Valley, MD
    King Of Prussia, PA
    King Of Prussia, PA
  • 2012-12-04 → 2014-04-29
    Pnc Wealth Management Llc
    Bel Air, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-12
S63 Uniform Securities Agent State Law Examination 1996-09-16
  • S66 Uniform Combined State Law Examination
    2023-10-12
  • S63 Uniform Securities Agent State Law Examination
    1996-09-16
Other Names
  • Kathleen Ann Scally
  • Kathy Ann Scally
  • Kathy Ann Beck
  • Kathleen Ann Beck

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
JPL ASSET MANAGEMENT AND PLANNING, LLC
NJM VENCAP LLC
RIVER FAMILY ADVISORS LLC
EAGLE STRATEGIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MML INVESTORS SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Other Investors

WILLIAM JASON HAGERMAN
CHRISTOPHER M BURGOS
Deborah A Sniadowski-Lindeke
SCOTT BECKER
Andrew Rosenbaum
CHARLES CARPENTER WHITE
Zachary Thomas Simendinger
Preston James Knotts

Other Offices

CETERA INVESTMENT ADVISERS LLC · NEWARK, DE
JPL ASSET MANAGEMENT AND PLANNING, LLC · NEWARK, DE
NJM VENCAP LLC · NEWARK, DE
RIVER FAMILY ADVISORS LLC · Newark, DE
EAGLE STRATEGIES LLC · NEWARK, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Newark, DE
MML INVESTORS SERVICES, LLC · NEWARK, DE
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Newark, DE

More in Newark, DE

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