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Michael Edward Warlof

Mma Securities LLC

San Diego, CA

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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-12-17
  • CA RA
    APPROVED
    Since 2020-12-17

Branch Locations

9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mma Securities Llc San Diego CA 04/2020 Present
Marsh & Mclennan Agency La Jolla CA 05/2016 03/2020
  • 04/2020 → Present
    Mma Securities Llc
    San Diego, CA
  • 05/2016 → 03/2020
    Marsh & Mclennan Agency
    La Jolla, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-17
  • S66 Uniform Combined State Law Examination
    2020-12-17

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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