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99 Park Avenue Floor 8, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
Branch Locations
99 Park Avenue Floor 8, New York, NY 10016 • United States
Flushing, NY • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Four Points Capital Partners | New York | NY | 10/2015 | Present |
| Four Points Advisors | New York | NY | 10/2015 | Present |
1) NAME OF BUSINESS: FOUR POINTS ADVISORS, NEW YORK, NY / INVESTED RELATED? YES / NATURE OF BUSINESS: FINANCIAL SERVICES / START DATE: 10/19/2015 / 20 HOURS PER WEEK, DURING TRADING HOURS / DUTIES INCLUDE INVESTMENT ADVISORY/WEALTH MANAGEMENT 2) NAME OF BUSINESS: FOUR POINTS INSURANCE AGENCY, NEW YORK, NY / INVESTED RELATED? YES / NATURE OF BUSINESS: INSURANCE/ AS/OF: 11/2015 / 40 HOURS PER WEEK, DURING TRADING HOURS / DUTIES INCLUDE SELLING LIFE INSURANCE AND ANNUITIES TO CLIENTS AND PROSPECTS, ADVISE CLIENTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-14 |
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