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Stephen Cooney

Wells Fargo Clearing Services, LLC

Fort Lauderdale, FL

Ft Lauderdale, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-17
FL RA APPROVED 2013-04-29
  • TX RA
    APPROVED_RES
    Since 2025-01-17
  • FL RA
    APPROVED
    Since 2013-04-29

Branch Locations

350 E Las Olas Blvd 19Th Fl [D3/F7-Rbo], Fort Lauderdale, FL 33301 • United States

Ft Lauderdale, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Fort Lauderdale FL 03/2000 Present
Wells Fargo Advisors Llc Fort Lauderdale FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Fort Lauderdale FL 11/2016 Present
  • 03/2000 → Present
    Wachovia Bank, N.A.
    Fort Lauderdale, FL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Fort Lauderdale, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Fort Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-24
S63 Uniform Securities Agent State Law Examination 2008-06-20
  • S66 Uniform Combined State Law Examination
    2013-04-24
  • S63 Uniform Securities Agent State Law Examination
    2008-06-20

View on SEC IAPD

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