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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| NE | RA | APPROVED | 2017-04-07 |
Branch Locations
105 S. Washington St., Papillion, NE 68046 • United States
601 Central Avenue Suite 102, Nebraska City, NE 68410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Papillion | NE | 12/2005 | 04/2017 |
| Various Insurance Carriers For W & R Insurance Agencies | Papillion | NE | 01/2006 | Present |
| Swp Re Holdings Llc | Papillion | NE | 07/2015 | Present |
| Kcsopinski Llc | Papillion | NE | 03/2016 | Present |
| Commonwealth Financial Network | San Diego | CA | 04/2017 | Present |
1. Co-Owner and President of SWP RE Holdings, LLC, entity created to manage branch office; as of 03/01/2018, less than 5% of time spent during business hours, Conducted at branch; Not investment related. 2. Owner and President of KP Sopinski, LLC, entity created to operate securities and advisory business; as of 02/08/2016, 10% of time spent during business hours, Conducted at branch; Investment related. 3. Fixed insurance sales; as of 04/06/2017, 10% of time spent during business hours, Conducted at branch; Investment related. 4. Part-Owner and Managing Member, Pathfinder Wealth Advisors, LLC, entity created to operate securities, advisory, and insurance businesses; as of 04/06/2017, 100% of time spent during business hours, Conducted at branch; Investment related. 5. Owner, Koscuiszko Farms LLC; an entity created for the purpose of buying and managing commercial real estate at 0 27th Rd, Vermillion, KS 66544, as of 2/23/2026; 2% of time spent during business hours; Not Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-10 |
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