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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-05 |
Branch Locations
750 Town And Country Blvd Suite 325 & 175, Houston, TX 77024-4576 • United States
Sugar Land, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Houston | TX | 08/2017 | Present |
| Unemployed | Sugar Land | TX | 06/2006 | 08/2017 |
| City National Bank | Houston | TX | 09/2023 | Present |
(1) NAME OF ENTITY: Special Olympics of Texas ADDRESS: 4732 Whirlwind Dr San Antonio TX 78217 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jul 24, 2026 CAPACITY: Board of Directors DUTIES: Serve on Board of Directors, join a committee, attend quarterly conference call and attend SOTX events outside business hours. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-25 |
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