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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2012-08-27
  • NC RA
    APPROVED
    Since 2012-08-27

Branch Locations

1230 Main Street, Columbia, SC 29201 • United States

128 S Tryon Street, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 08/2012 Present
  • 08/2012 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
  • 2006-08-08 → 2012-08-21
    Truist Investment Services, Inc.
    Concord, NC
    Mooresville, NC
    Mooresville, NC
Other Businesses

1) LEEH MANAGEMENT COMPANY,INC; YOUTH/TEENAGE FOOTBALL CAMPS; DIRECTOR; HUNTERSVILLE, NC; HELPS SET-UP YOUTH SUMMER FOOTBALL CAMP; 01/01/208- PRESENT; 0-HOURS DURING BUSINESS HOURS; 3-HOURS AFTER BUSINESS HOURS. 2) USA TRACK & FIELD POSITION: Contractor NATURE: Coaching, Refereeing or Volunteering INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 01/13/2024 ADDRESS: 3746 Lockerbie Court, Fayetteville NC 28306, United States DESCRIPTION: Governing body for United States Track and Field athletes of all ages.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-24
S63 Uniform Securities Agent State Law Examination 1995-03-23
  • S65 Uniform Investment Adviser Law Examination
    2007-10-24
  • S63 Uniform Securities Agent State Law Examination
    1995-03-23

View on SEC IAPD

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