Paul Lieu

Current Employers

Employment History

• 01/2014 → Present
  Calton & Associates, Inc.
  Huntington Beach, CA

Previous Registrations

• 2012-10-01 → 2014-01-23
  J.P. Morgan Securities Llc
  Westminster, CA
• 2010-07-02 → 2012-10-01
  Chase Investment Services Corp.
  Westminster, CA
• 2007-05-29 → 2009-12-17
  Citigroup Global Markets Inc.
  Corona Del Mar, CA
  Mission Viejo, CA
  Lake Forest, CA
  San Juan Capistrano, CA
  San Diego, CA
  Laguna Hills, CA
• 2006-06-09 → 2007-05-29
  Citicorp Investment Services
  Laguna Hills, CA
• 2003-12-18 → 2006-06-05
  Wells Fargo Investments, Llc
  Placentia, CA
  Placentia, CA
  Brea, CA
  La Habra, CA
• 2002-07-08 → 2003-12-19
  Ifmg Securities, Inc.
  Anaheim, CA

Other Businesses

No. 1) Name of Business: Paul Lieu Wealth Management Inc. Non-Investment related. Address: 15061 Springdale Street, #110, Huntington Beach, California 92649. Nature of Business: Created to separate potential liabilities from securities business and personal assets. Position/Title/Relationship: Owner. Start Date: 01/14/2014. Hours per month: 8. Hours per month during Securities trading hours: 8. Duties/Responsibilities: No products or services offered through this business. No. 2) Name of Business: Mobile Home Agents. Non-Investment related. Address: 80 Huntington St, SPC #459, Huntington Beach, CA 92648. Nature of Business: Selling manufactured homes. Position/Title/Relationship: Agent. Start Date: 06/14/2017. Hours per month: 4. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Sell mobile homes to the public. Study property listings, interview prospective buyers and sellers, accompany prospects to property sites, discuss conditions of sale and draw up real estate contracts. No. 3) Name of Business: RJP & Associates. Non-Investment related. Address: 19122 Callaway Circle, Huntington Beach, CA 92648. Nature of Business: Real Estate Agent. Position/Title/Relationship: Agent. Start Date: 02/06/2019. Hours per month: 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Advise sellers and buyers of real estate properties.

Exams

• S66 Uniform Combined State Law Examination
  2004-12-20
• S63 Uniform Securities Agent State Law Examination
  1995-04-24