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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED_RES 2015-07-30
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2015-07-30

Branch Locations

1108 Garden St Ste 201, San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Templeton CA 03/2008 Present
Previous Registrations
  • 2008-01-24 → 2008-03-25
    Lake Forest, CA
    Lake Forest, CA
    Campbell, CA
Other Businesses

1. 02/20/2008 - NON-VARIABLE INSURANCE - SALES OF FIXED INSURANCE PRODUCTS, LIFE, HEALTH, DISABILITY, FIXED ANNUITY. - TIME SPENT 50% - TEMPLETON, CA. 2. 04/08/2008 - NON-VARIABLE INSURANCE DBA - TEN EYCK FINANCIAL - SELL FIXED INSURANCE. - TIME SPENT 25% - TEMPLETON, CA. 3. 08/27/2008 - TAX DBA - TEN EYCK EDUCATION SERVICES - EDUCATION WORKSHOPS ON BUSINESS MANAGEMENT AND PUBLISHING. - 5% OF TIME. 4. 12/26/2013: NON-VARIABLE INSURANCE DBA - TENEYCK FINANCIAL & INSURANCE SERVICES - AFFILIATED WITH A FIRM THAT PROVIDES INSURANCE SERVICES. IN SUCH CAPACITY, I MAY OFFER FIXED AND VARIABLE LIFE INSURANCE PRODUCTS AND RECEIVE NORMAL AND CUSTOMARY COMMISSIONS AS A RESULT OF ANY PURCHASES MADE BY CLIENTS. - TIME SPENT 35% - TEMPLETON, CA. 5. 01/06/2014 - OTHER - SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN. I HAVE A CLIENT THAT WANTS A SUB PLAN FOR ITS EMPLOYEES. - TIME SPENT 1%. 6. 01/06/2014 - OTHER-SUPPLIMENTAL UNEMPLOYEMENT BENEFIT PLANS - TENEYCK FINANCIAL - ASSOCIATED WITH A FIRM THAT PROVIDES SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLANS TO CONTRACTORS BIDDING AND WORKING FOR GOVERNMENT AGENCIES RELATING TO DAVIS BACON CONTRACT AND SERVICE CONTRACT ACTS AND STATE PREVAILING WAGE LAWS TO CLIENTS. - TIME SPENT 1%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-18
S63 Uniform Securities Agent State Law Examination 1995-11-13
  • S65 Uniform Investment Adviser Law Examination
    2007-12-18
  • S63 Uniform Securities Agent State Law Examination
    1995-11-13
Other Names
  • Monte Gere Teneyck

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