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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2015-07-30 |
Branch Locations
1108 Garden St Ste 201, San Luis Obispo, CA 93401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Templeton | CA | 03/2008 | Present |
1. 02/20/2008 - NON-VARIABLE INSURANCE - SALES OF FIXED INSURANCE PRODUCTS, LIFE, HEALTH, DISABILITY, FIXED ANNUITY. - TIME SPENT 50% - TEMPLETON, CA. 2. 04/08/2008 - NON-VARIABLE INSURANCE DBA - TEN EYCK FINANCIAL - SELL FIXED INSURANCE. - TIME SPENT 25% - TEMPLETON, CA. 3. 08/27/2008 - TAX DBA - TEN EYCK EDUCATION SERVICES - EDUCATION WORKSHOPS ON BUSINESS MANAGEMENT AND PUBLISHING. - 5% OF TIME. 4. 12/26/2013: NON-VARIABLE INSURANCE DBA - TENEYCK FINANCIAL & INSURANCE SERVICES - AFFILIATED WITH A FIRM THAT PROVIDES INSURANCE SERVICES. IN SUCH CAPACITY, I MAY OFFER FIXED AND VARIABLE LIFE INSURANCE PRODUCTS AND RECEIVE NORMAL AND CUSTOMARY COMMISSIONS AS A RESULT OF ANY PURCHASES MADE BY CLIENTS. - TIME SPENT 35% - TEMPLETON, CA. 5. 01/06/2014 - OTHER - SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN. I HAVE A CLIENT THAT WANTS A SUB PLAN FOR ITS EMPLOYEES. - TIME SPENT 1%. 6. 01/06/2014 - OTHER-SUPPLIMENTAL UNEMPLOYEMENT BENEFIT PLANS - TENEYCK FINANCIAL - ASSOCIATED WITH A FIRM THAT PROVIDES SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLANS TO CONTRACTORS BIDDING AND WORKING FOR GOVERNMENT AGENCIES RELATING TO DAVIS BACON CONTRACT AND SERVICE CONTRACT ACTS AND STATE PREVAILING WAGE LAWS TO CLIENTS. - TIME SPENT 1%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-13 |
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