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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-05-07 |
Branch Locations
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
200 Fayetteville Street, Clinton, NC 28328 • United States
117 Martin Luther King Dr , Bladenboro, NC 28320 • United States
422 S Madison St , Whiteville, NC 28472 • United States
302 Northeast Blvd, Clinton, NC 28328 • United States
316 Mian St , Newton Grove, NC 28366 • United States
301 W Broad St , Elizabethtown , NC 28337 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 07/2014 | Present |
1) Sampson County Soccer Club; 135 Royal Ln, Clinton NC, 28328; Soccer Club; Board member; Began 05/04/021; Help make decisions for youth soccer in the county; 1 hour/month, 0 hours during trading hours; No compensation is received; Non-Investment Related; Business is not a client of the Firm. 2) Clinton High School Booster Club; 340 Indian Town Rd, Clinton NC, 28328; High School Booster Club; President of the club; Began 07/19/2021; Head up booster club to benefit sports teams for local High School; 10 hours/month, 0 hours during trading hours; No compensation is received; Non-Investment Related; Business is not a client of the Firm.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-16 |
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