Thomas Robert Kerest

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2005-05-27

NJ RA
APPROVED

Since 2005-05-27

Branch Locations

260 Route 202/31, Ste 500, Flemington, NJ 08822 • United States

Doylestown, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Linsco Private Ledger	Flemington	NJ	05/2005	Present

05/2005 → Present

Linsco Private Ledger

Flemington, NJ

Previous Registrations

2004-10-20 → 2005-05-13

Banc Of America Investment Services, Inc.

Flemington, NJ
2002-09-05 → 2004-10-20

Quick & Reilly, Inc.

Flemington, NJ

Other Businesses

1.) 05/05/2005- DBA ONLY/ FLEMINGTON FINANCIAL GROUP LLC.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-08-12
S63	Uniform Securities Agent State Law Examination	1995-04-07

S65 Uniform Investment Adviser Law Examination

2001-08-12
S63 Uniform Securities Agent State Law Examination

1995-04-07

Other Names

Thomas Robert Kerest

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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