Deborah Marie Vince

Employer firm

New York Life Investment Management LLC CRD 109591

$121B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  New York Life Investments
  Long Beach, CA

Previous Registrations

• 2009-07-21 → 2009-10-08
  Nrp Advisors, Inc.
  Long Beach, CA
  Bryan, OH
• 2008-09-11 → 2009-03-16
  Nrp Advisors, Inc.
  Capistrano Beach, CA
• 2006-01-04 → 2008-04-24
  Wealthspire Retirement Advisory
  Aliso Viejo, CA
• 1997-09-29 → 2002-07-24
  Msi Financial Services, Inc.
  Orange, CA

Other Businesses

GOLD FINCH LAND LLP 23913 COUNTY ROAD E16, MONTICELLO, IA 52310. NOT INVESTMENT RELATED. THE NATURE OF THE OTHER BUSINESS: FARM, YOUR POSITION: INVESTOR/PART OWNER, TITLE: PARTNER. START DATE OF YOUR RELATIONSHIP: 2007. 1-2 HOURS PER MONTH, NOT DURING NORMAL BUSINESS HOURS. INVESTOR AND BUSINESS CONSULTANT. Su Casa - Ending Domestic Violence 3750 E. Anaheim Street, suite 100, Long Beach, CA 90804. Not investment related. Board Chair since 2/24/16, 5-8 hours per month not during normal business hours. Develop support and community involvement, fundraising and develop communities for Su Casa; manage business and property.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-06-08

Other Names

• Deborah Marie Stadtmueller
• Deborah S Vince
• Deborah Stadtmueller Vince