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First Manhattan Co. LLC CRD 325281
$38.1B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
399 Park Avenue, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-02-16 |
| NY | RA | APPROVED | 2023-02-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Manhattan Co | New York | NY | 07/2002 | Present |
Samuel Colin Family Trust accounts which hold commercial real estate - Sam Colin, Trustee Commercial Real Estate 2 hours per month devoted to other business 1 hour per month devoted to other business during securities trading No compensation received ________________________ Colin Family Foundation -- Sam Colin, Director Family Charitable Foundation 1 hour per month devoted to foundation, 0 hours during securities trading hours No compensation received _________________ Simon & Eve Colin Foundation - Sam Colin, Director Family Charitable Foundations 1 hour per month devoted to foundation, 0 hours during trading No Compensation Received
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-02 |
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