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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-19 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
12636 High Bluff Dr Ste 400, San Diego, CA 92130 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Diego | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | San Diego | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; 790 Pebble Beach DriveSan Marcos, CA 92069, ,; Not Investment-Related; 04/25/2013 / Single Family; 1479 Moreno Street Oceanside, CA 92054, ,; Not Investment-Related; 07/29/2013 / Single Family; 3527 Brookfield Way, Unit 181Carlsbad, CA 92010, ,; Not Investment-Related; 08/30/2013 / Single Family; Unit A202, Playas de Coco, Guanacaste, Costa Rica, ,; Not Investment-Related; 10/27/2015. Board of Directors; Big Brothers Big Sisters of San Diego County; Board Member; 4305 University Ave, Suite 300, , San Diego, CA, 92105; Not Investment-Related; 12/11/2019; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Personal Lending; 2nd trust deed loans; 10657 Haven Brook PlaceSan Diego, CA 92130, ,; Not Investment-Related; 03/21/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-03-17 |
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