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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-19
CA RA APPROVED 1997-12-15
  • TX RA
    APPROVED
    Since 2025-05-19
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

12636 High Bluff Dr Ste 400, San Diego, CA 92130 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Diego CA 09/2005 03/2020
Ameriprise Financial Services, Llc San Diego CA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 790 Pebble Beach DriveSan Marcos, CA 92069, ,; Not Investment-Related; 04/25/2013 / Single Family; 1479 Moreno Street Oceanside, CA 92054, ,; Not Investment-Related; 07/29/2013 / Single Family; 3527 Brookfield Way, Unit 181Carlsbad, CA 92010, ,; Not Investment-Related; 08/30/2013 / Single Family; Unit A202, Playas de Coco, Guanacaste, Costa Rica, ,; Not Investment-Related; 10/27/2015. Board of Directors; Big Brothers Big Sisters of San Diego County; Board Member; 4305 University Ave, Suite 300, , San Diego, CA, 92105; Not Investment-Related; 12/11/2019; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Personal Lending; 2nd trust deed loans; 10657 Haven Brook PlaceSan Diego, CA 92130, ,; Not Investment-Related; 03/21/2018; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-03-17
  • S63 Uniform Securities Agent State Law Examination
    1995-03-17

View on SEC IAPD

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