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Brian Douglas Raat

Wedbush Securities Inc.

Pasadena, CA

Woodland Hills, CA

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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-10-22
  • CA RA
    APPROVED
    Since 2009-10-22

Branch Locations

225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States

21650 Oxnard Street Ste 1440, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Morgan Securities Woodland Hills CA 10/2009 Present
  • 10/2009 → Present
    Wedbush Morgan Securities
    Woodland Hills, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-08
S63 Uniform Securities Agent State Law Examination 1996-06-24
  • S65 Uniform Investment Adviser Law Examination
    1996-07-08
  • S63 Uniform Securities Agent State Law Examination
    1996-06-24
Designations

View on SEC IAPD

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