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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-04-01
  • NC RA
    APPROVED
    Since 2015-04-01

Branch Locations

10955 Us 15/501, Southern Pines, NC 28387 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Employees' Credit Union Southern Pines NC 10/2006 Present
Secu Brokerage Services Raleigh NC 12/2014 Present
Secu Life Insurance Company Raleigh NC 12/2014 Present
Credit Union Investment Services Raleigh NC 04/2015 Present
Collinite Wax Corporation Utica NY 06/2015 Present
Members Trust Company Tampa FL 09/2015 Present
  • 10/2006 → Present
    State Employees' Credit Union
    Southern Pines, NC
  • 12/2014 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 12/2014 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 04/2015 → Present
    Raleigh, NC
  • 06/2015 → Present
    Collinite Wax Corporation
    Utica, NY
  • 09/2015 → Present
    Members Trust Company
    Tampa, FL
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: Financial Advisory Services. START DATE: 10/2006. DUTIES: Supervise the offering of FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 12/2014. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. COLLINITE WAX CORPORATION, 1520 LINCOLN AVE., UTICA, NY 13502. NATURE: CAR/BOAT POLISHES. TITLE/DUTIES: CUSTOMER SERVICE. START DATE: 6/15/2015. HR/MO. 4. NONE DURING TRADING HOURS. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: SEPTEMBER, 2015. TITLE: TRUST REP.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-03-26
  • S63 Uniform Securities Agent State Law Examination
    2015-03-26
Designations
Other Names
  • Mike Conley

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