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1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-07 |
| IN | RA | APPROVED | 2018-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | 09/2016 |
| Founders Financial Securities Llc | Towson | MD | 09/2016 | Present |
| Richard Overdorf & Associates, Inc. | Anderson | IN | 09/2016 | Present |
1) Well-Mac Farming Inc; Not Investment Related; 2149 W 250 N Anderson IN 46011; Start Date: 06/1992; Farming; President; 20 Hrs. per week; 0 Hrs. during trading; Administrative duties of running the farm 2) Richard Overdorf & Associates; Investment Related; 5952 Alexandria Pike; Anderson IN; 46012; Start Date: 09/01/2016; Representative & Insurance Agent; 120 Hrs. per month; 100 Hrs. during trading; securities & insurance sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-18 |
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