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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-14 |
| UT | RA | APPROVED | 2024-11-14 |
Branch Locations
4505 South Wasatch Boulevard Suite 222, Salt Lake City, UT 84124 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Salt Lake City | UT | 11/2002 | Present |
| Pruco Securities, Llc. | Salt Lake City | UT | 11/2002 | 11/2024 |
| Lpl Enterprise, Llc | Salt Lake City | UT | 11/2024 | Present |
1) 07/21/2025-Derek J Adams Financial Services-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 08/06/2014-160hrs/mth-160hrs/mth during trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-03 |
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