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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2007-10-05 |
Branch Locations
1201 Edwards Mill Rd Ste 200, Raleigh, NC 27607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2005 | Present |
| Northwestern Mutual Investment Services, Llc | Raleigh | NC | 05/2006 | Present |
| John Mitchell | Raleigh | NC | 02/2006 | 05/2020 |
| Samuel Brewer | Raleigh | NC | 06/2012 | 05/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. OWNER, MBP OF WAKE, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 6/26/2020, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. 50% OWNER, 535 SIDBURY AVE, 535 SIDBURY AVE, HOLLY RIDGE, , NORTH CAROLINA, 28445, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 09/26/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE, ALL ASPECTS ARE HANDLED BY MY WIFE. NON-INVESTMENT RELATED. 4. OWNER, JUNE1, LLC, LEGAL ENTITY, START DATE: 07/15/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. OWNER, MBP OF WAKE, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 10/22/2025, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 6. OWNER, BRIDGES ABIDES, LLC, NON-FINANCIAL SERVICES BUSINESS, START DATE: 7/16/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FORMED AN LLC TO BE A HOLDING ENTITY FOR A COMMERCIAL REAL ESTATE BUILDING. REAL ESTATE PURCHASE DID NOT OCCUR, BUT I SET UP THE LLC. NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-29 |
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