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CRD 2588331
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-07-13 |
| TX | RA | APPROVED | 2018-07-13 |
Branch Locations
2731 London Groveport Rd, Grove City, OH 43123 • United States
12043 Sycamore Trace, Plain City, OH 43064 • United States
12043 Sycamore Trace, Plain City, OH 43064 • United States
6515 Sawmill Rd, Dublin, OH 43017 • United States
4066 W. Powell Road, Powell, OH 43065 • United States
6271 Perimeter Drive, Dublin, OH 43017 • United States
4199 Parkway Ln, Hilliard, OH 43026 • United States
6275 Frantz Road, Dublin, OH 43017 • United States
2031 West Henderson Road, Columbus, OH 43220 • United States
7451 Sawmill Pkwy, Powell, OH 43065 • United States
7675 Sawmill Rd, Dublin, OH 43016 • United States
406 West Fifth Street, Marysville, OH 43040 • United States
5684 W. Broad St, Galloway, OH 43119 • United States
1600 Hilliard Rome Rd, Hilliard, OH 43026 • United States
3100 West Broad Street, Columbus, OH 43204 • United States
7370 State Route 161, Plain City, OH 43064 • United States
1550 Sunbury Rd, Delaware, OH 43015 • United States
100 East Main Street, Circleville, OH 43113 • United States
2161 Stringtown Road, Grove City, OH 43123 • United States
4100 Buckeye Pkwy, Grove City, OH 43123 • United States
47 North London, Mt. Sterling, OH 43143 • United States
16 N. Main Street, Mt Gilead, OH 43338 • United States
1553 Marion-Mount Gilead Road, Marion, OH 43302 • United States
61 North Sandusky Street, Delaware, OH 43015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Dublin | OH | 06/2011 | 11/2017 |
| Tiaa | Dublin | OH | 06/2011 | 11/2017 |
| J.P. Morgan Securities Llc | Columbus | OH | 07/2018 | Present |
| Unemployment | Dublin | OH | 11/2017 | 07/2018 |
| Tiaa-Cref Individual & Institutional Services, Llc | Dublin | OH | 08/1997 | 11/2017 |
| Jpmorgan Chase Bank, N.A. | Columbus | OH | 07/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-01 |
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