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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-03 |
| OH | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H.BEck, Inc. | Bethesda | ME | 01/2013 | 01/2018 |
| Fsc Securities Corp | Atlanta | GA | 01/2018 | 11/2023 |
| Osaic Wealth, Inc. | Grove City | OH | 11/2023 | Present |
1. HOLMES MANAGEMENT LLC POSITION: Vice President NATURE: Holmes Management LLC is an insurance agency and economic research agency that provides contractual services to Glen E. Holmes, Financial Advisor. In addition, Holmes Management pays my payroll through Professional Employer Services our payroll/ accounting firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 173 START DATE: 12/17/2012 ADDRESS: 3902 Broadway, Grove City OH 43123, United States DESCRIPTION: Assisting Glen with Trading, money management, economic research, securities compliance, client inquiries etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-03 |
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