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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-03 |
| OH | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED_RES | 2023-11-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Holmes Management Llc. | Grove City | OH | 05/2005 | Present |
| Holmes & Welsheimer Llc | Grove City | OH | 05/2007 | Present |
| H.BEck, Inc. | Rockville | MD | 02/2010 | 01/2017 |
| Fsc Securities Corp | Atlanta | GA | 01/2017 | 11/2023 |
| Osaic Wealth, Inc. | Grove City | OH | 11/2023 | Present |
1. HOLMES MANAGEMENT LLC - PRESIDENT POSITION: MEMBER NATURE: INSURANCE SALES INVESTMENT RELATED: YES HOURS: 10 INVESTMENT RELATED HOURS: 10 START DATE: 05/15/2005 ADDRESS: 3902 BROADWAY, GROVE CITY OH 43123 DESCRIPTION: PRESIDENT OVERSEEING ADMINISTRATION AND MANAGMENT 2. I OWN A INDIVIDUAL SINGLE FAMILY HOME WHICH I RENT OUT. POSITION: OWNER /LAND LORD NATURE: BUSINESS, MARKETING, OTHER INVESTMENT RELATED: YES HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 04/07/2009 ADDRESS: 2659 REGINA AVE, COLUMBUS OH 43202 DESCRIPTION: COLLECT RENT 3. HOLMES MANAGEMENT LLC INSURANCE AGENCY POSITION: INSURANCE AGENT NATURE: INSURANCE SALES INVESTMENT RELATED: YES NUMBER OF HOURS: 60 INVESTMENT RELATED HOURS: 30 START DATE: 05/15/2005 ADDRESS: 3902 BROADWAY, GROVE CITY OH 43123 DESCRIPTION: THE AGENCY PROVIDES CLIENTS WITH INSURANCE QUOTES AND INSURANCE CONSULTING SERVICE. 4. GLEN E. HOLMES POSITION: Owner NATURE: Other OBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/15/2005 ADDRESS: 3902 Broadway, Grove City OH 43123 DESCRIPTION: Manage overall mainteanance 5. HOLMES MANAGEMENT LLC. POSITION: President NATURE: Insurnace sales investment related: INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 20 START DATE: 03/31/2002 ADDRESS: 3902 Broadway, Grove City OH 43123, United States DESCRIPTION: Evaluate various forms of insurance to porvide risk transfer to an insurer. Life, Long term care, disability and health insurance. Holmes Managemet provides economic & investmentreserch to me personally.Personal responcabilities - Overseeing adminstation and managemt 6. HOLMES MANAGEMENT LLC. POSITION: President NATURE: Limited Liability Compnay INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 04/01/2002 ADDRESS: 3902 Broadway, Grove City OH 43123, United States DESCRIPTION: I own a individual single family home. This property is rented out and managed throgh Holmes Management LLC The address is 2659 Regina AveColumubs, Ohio 43204I also own and manage 3902 Broadway Grove City, Ohio 43123. This property is also the professional office and branch office location. 7. GLEN HOLMES POSITION: Landlord NATURE: I own a residential property at 100 Coolidge Ave. Columbus , Ohio 43223 INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: 3902 Broadway, Grove City OH 43123, United States DESCRIPTION: Land Lord 8. GLEN HOLMES POSITION: Owner 50% NATURE: Partnership / LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/07/2024 ADDRESS: 3108 Hwy #17, Fleming Island FL 32003, United States DESCRIPTION: I own a 50% interest in a house boat. The boat is listed on Airbnb & VRBO. I have a management company managing all of the listings, advertisement and collection of revenue. 9. ISLAND BEACH PROPERTIES LLC. POSITION: Owner 50% NATURE: Partnership / LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/07/2024 ADDRESS: 3108 Hwy #17, Fleming Island FL 32003, United States DESCRIPTION: I own a 50% interest in a house boat. The boat is listed on Airbnb & VRBO. I have a management company managing all of the listings, advertisement and collection of revenue.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-08-20 |
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