Neil E Cunningham

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Rockville Centre, NY
• 03/1998 → Present
  Jpmorgan Chase Bank, N.A.
  Rockville Centre, NY

Previous Registrations

• 1999-03-31 → 2012-10-01
  Chase Investment Services Corp.
  New York City, NY
  New York, NY
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-27
• S63 Uniform Securities Agent State Law Examination
  1995-03-20

Other Names

• Neil Edward Cunningham