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Kenneth William Robbins

Raymond James & Associates, Inc.

Pasadena, CA

Los Angeles, CA

CRD 2588039

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-06
CA RA APPROVED 2017-05-10
  • TX RA
    APPROVED_RES
    Since 2017-06-06
  • CA RA
    APPROVED
    Since 2017-05-10

Branch Locations

301 North Lake Avenue Suite 1150, Pasadena, CA 91101 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Los Angeles CA 11/2013 05/2017
Raymond James & Associates Pasadena CA 05/2017 Present
  • 11/2013 → 05/2017
    Los Angeles, CA
  • 05/2017 → Present
    Raymond James & Associates
    Pasadena, CA
Previous Registrations
  • 2013-11-25 → 2017-05-10
    Great Falls, MT
    Los Angeles, CA
  • 2013-11-04 → 2013-11-25
    Crowell Weedon & Co.
    Los Angeles, CA
  • 2007-06-07 → 2013-11-04
    Crowell, Weedon & Co.
    Los Angeles, CA
    Los Angeles, CA
  • 1998-11-02 → 2004-02-03
    Morgan Stanley Dw Inc.
    Los Angeles, CA
Other Businesses

(1)Name of Business: St. James Episcopal Church Address: 2921 Passmore Drive, Los Angeles, CA, 90068, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 10/27/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assisting the church to identify an appropriate outside manager for their investment accounts.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-23
S63 Uniform Securities Agent State Law Examination 1995-04-26
  • S66 Uniform Combined State Law Examination
    2007-08-23
  • S63 Uniform Securities Agent State Law Examination
    1995-04-26

View on SEC IAPD

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