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Neil William Talbot

Ubs Asset Management (Americas) LLC

New York, NY

Los Angeles, CA

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Current Employers
Ubs Asset Management (Americas) Llc

1285 Avenue Of The Americas, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-08-26
  • CA RA
    APPROVED
    Since 2020-08-26

Branch Locations

1285 Avenue Of The Americas, New York, NY 10019 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Painewebber Los Angeles CA 04/2003 Present
Ubs Securities Llc Stamford CT 01/2006 Present
  • 04/2003 → Present
    Ubs Painewebber
    Los Angeles, CA
  • 01/2006 → Present
    Ubs Securities Llc
    Stamford, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-01
S63 Uniform Securities Agent State Law Examination 1995-02-27
  • S66 Uniform Combined State Law Examination
    2006-09-01
  • S63 Uniform Securities Agent State Law Examination
    1995-02-27

View on SEC IAPD

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