Jonathan Benjamin Abrams

Current Employers

Employment History

• 06/2013 → 03/2020
  Ameriprise Financial Services, Inc.
  Rockville Center, NY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Rockville Centre, NY

Previous Registrations

• 2010-09-22 → 2013-06-26
  Hsbc Securities (Usa) Inc.
  Oceanside, NY
  Hewlett, NY
  Oceanside, NY
  New Hyde Park, NY
  Oyster Bay, NY
  Syosset, NY
• 2007-06-20 → 2010-09-13
  Wells Fargo Clearing Services, Llc
  Cedarhurst, NY
  Greenvale, NY
  Glen Cove, NY
  Oceanside, NY
  White Plains, NY
  Hewlett, NY
  Melville, NY
• 2004-10-20 → 2007-06-19
  Banc Of America Investment Services, Inc.
  Melville, NY
  Hewlett, NY
  Hewlett, NY
• 2002-08-30 → 2004-10-20
  Quick & Reilly, Inc.
  Hewlett, NY

Other Businesses

Business Ownership; JBA Capital Corp; Owner; Consulting; 265 Sunrise Highway, Ste. 40, Rockville Centre, NY, 11570; Not Investment-Related; 08/01/2013; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; FINRA non-public arbitrator; FINRA arbitrators?neutral, qualified individuals who are essential in maintaining a fair, impartial and efficient system of arbitration?serve as decision makers, weighing the facts of each case presented. Arbitrators hear all sides of the dispute, study the evidence and then render a final and binding decision.; FINRA Office of Dispute ResolutionDepartment of Neutral Manageme, ,; ; 02/15/2017; 1 to 9 hours per month; 1 to 9 during trading hours / guitar player; I play guitar in a local band; 245 Hamilton Rd, , Rockville Centre, NY, 11570; Not Investment-Related; 05/07/2021; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-10-06
• S63 Uniform Securities Agent State Law Examination
  1995-07-12

Other Names

• Jonathan Abrams