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Joseph James Lisanti

Ameriprise Financial Services, LLC

Rockville Center, NY

Lindenhurst, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
NJ RA APPROVED 2013-12-04
  • NY RA
    APPROVED
    Since 2021-04-16
  • NJ RA
    APPROVED
    Since 2013-12-04

Branch Locations

265 Sunrise Hwy Ste 40, Rockville Center, NY 11570-4912 • United States

Lindenhurst, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rockville Centre NY 11/2013 03/2020
Ameriprise Financial Services, Llc Rockville Centre NY 03/2020 Present
Previous Registrations
  • 2006-06-08 → 2013-11-04
    Hsbc Securities (Usa) Inc.
    Cedarhurst, NY
    Valley Stream, NY
    Merrick, NY
    Massapequa, NY
    Cedarhurst, NY
    Lynbrook, NY
    Rockville Centre, NY
    Garden City, NY
    Hewlett, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-18
S63 Uniform Securities Agent State Law Examination 2001-04-10
  • S65 Uniform Investment Adviser Law Examination
    2001-04-18
  • S63 Uniform Securities Agent State Law Examination
    2001-04-10

View on SEC IAPD

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Other Offices

PFS INVESTMENTS INC. · ROCKVILLE CENTRE, NY
OSAIC WEALTH, INC. · ROCKVILLE CENTRE, NY
BAYRIDGE FINANCIAL GROUP, INC. · ROCKVILLE CENTRE, NY
CITIZENS SECURITIES, INC. · ROCKVILLE CENTRE, NY
KESTRA ADVISORY SERVICES, LLC · ROCKVILLE CENTRE, NY
MPC CAPITAL ADVISORS, LLC · ROCKVILLE CENTRE, NY
OSAIC WEALTH, INC. · ROCKVILLE CENTRE, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Rockville Centre, NY

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