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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-26
  • NY RA
    APPROVED
    Since 2022-07-26

Branch Locations

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Fort Lee, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. New York NY 05/2015 02/2022
Hsbc Securities (Usa) Inc. New York NY 05/2015 02/2022
Citizens Securities, Inc. New York NY 02/2022 07/2022
Citigroup New York NY 07/2022 Present
  • 05/2015 → 02/2022
    Hsbc Bank Usa, N.A.
    New York, NY
  • 05/2015 → 02/2022
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 02/2022 → 07/2022
    Citizens Securities, Inc.
    New York, NY
  • 07/2022 → Present
    Citigroup
    New York, NY
Previous Registrations
  • 2022-07-26 → 2010-06-30
    Citi Private Alternatives, Llc
    New York, NY
    Fort Lee, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-21
S63 Uniform Securities Agent State Law Examination 2006-01-17
  • S66 Uniform Combined State Law Examination
    2021-12-21
  • S63 Uniform Securities Agent State Law Examination
    2006-01-17

View on SEC IAPD

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