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13 Wolf Creek Suite 2, Swansea, IL 62226 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-06-28 |
| IL | RA | APPROVED | 2013-04-02 |
| MO | RA | APPROVED | 2013-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Archford Capital Strategies | Swansea | IL | 03/2013 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2015 | 06/2023 |
| Private Client Services | Swansea | IL | 06/2023 | 01/2025 |
1) Archford Capital Strategies, LLC. 13 Wolf Creek Dr, Ste 2, Swansea, IL 62226. RIA. 160 hrs/mo; 120 during trading hrs. 2) Fixed Insurance Product Sales. 13 Wolf Creek Dr, Ste 2, Swansea, IL 62226. Insurance Product Sales. 1 hr/mo; 1 during trading hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-17 |
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