Harvey Kaicheung Lam

Current Employers

Employment History

• 08/2016 → 09/2023
  Sagepoint Financial, Inc.
  Ft. Lauderdale, FL
• 09/2023 → Present
  Osaic Wealth, Inc.
  Fort Lauderdale, FL

Previous Registrations

• 2016-08-05 → 2023-09-01
  Osaic Services, Inc.
  Fort Lauderdale, FL
• 1995-04-04 → 2016-08-02
  Msi Financial Services, Inc.
  Fort Lauderdale, FL
  Plantation, FL
  Plantation, FL

Other Businesses

1) CREATIVE FINANCIAL NETWORK POSITION: Account Representative NATURE: Insurance Agent INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 11/23/1999 ADDRESS: 5310 NW 33rd Ave, Suite 206, Ft. Lauderdale FL 33309, United States; DESCRIPTION: Soliciting and sale of Fixed insurance products including life insurance, long term care, disability, and fixed defferred annuity and fixed income annuity. 2) SPRINGS PARK EAST CONDO HOMEOWNER ASSOCIATION POSITION: Vice President NATURE: Condo Homeowner Association. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/25/2018; ADDRESS: 3257 NW 102nd Ter, Coral Springs FL 33065, United States DESCRIPTION: BOARD OF DIRECTOR AT CONDO HOMEOWNERS ASSOCIATIONPOSITION:Vice PresidentNATURE: Condo Homeowners AssociationNo NUMBER OF HOURS:2SECURITIES TRADING HOURS: 0START DATE: 07/25/2018ADDRESS:3257 NW 102nd Ter., Coral Springs FL 33071, United States;DESCRIPTION: Board of director of a Condo Homeowners Association to handle decision of thecondo communityoperational matters. 3) PERSONAL RENTAL PROPERTY POSITION: Owner/Property Manager NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2011 ADDRESS: 11915 S Baypoint Cir, Parkland FL 33076, United States DESCRIPTION: Manage and collect rents from renters Monthly.

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-03-25