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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-04-19 |
| CO | RA | APPROVED | 2023-01-31 |
| MN | RA | APPROVED | 2013-11-19 |
| TX | RA | APPROVED_RES | 2001-01-04 |
Branch Locations
315 Lake St E, Wayzata, MN 55391 • United States
Wayzata, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mpls. | MN | 10/1995 | Present |
| Bank Of America, N.A. | Wayzata | MN | 06/2011 | Present |
I*90709FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: CHILDRENS HOSPITALS AND CLINICS OF MNINVESTMENT RELATED: NOADDRESS OF BUSINESS: ROSEVILLE, MINNESOTA 55113NATURE OF BUSINESS: CHARITABLE ORGANIZATIONPOSITION, TITLE, ASSOCIATION: COMMITTEE MEMBERSTART DATE OF RELATIONSHIP: 1/1/2016NUMBER OF HOURS DEVOTED: 12 HOURS ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THE LEGACY ADVISORY BOARD AT CHILDRENS HOSITAL WILL HELP BUILD AWARENESS TO THE NEEDS OF CHILDRENS MEDICAL ISSUES AND WILL HELP WITH FUNDRAISING EFFORTS I*: 1702274Entity Type: Fiduciary RoleName of OBA: Emergency LTC Trust fund FBO Ramona BensonAddress: Wayzata, MNInvestment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 02/26/2024Number of Hours: Number of Hours during trading: Duties: I*: 1701342Entity Type: Fiduciary RoleName of OBA: B L. B Jr. TrustAddress: Wayzata, MNInvestment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 02/26/2024Number of Hours: 3 hrs monthlyNumber of Hours during trading: 3 hrs monthlyDuties: I*: 1701344Entity Type: Fiduciary RoleName of OBA: B Irrevocable Trust FBO Hunter BoydAddress: Wayzata, MNInvestment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 02/26/2024Number of Hours: 2 hrs monthlyNumber of Hours during trading: 2 hrs monthlyDuties: I*: 1701345Entity Type: Fiduciary RoleName of OBA: B Irrevocable trust fbo Olivia BoydAddress: Way, Wayzata, MNInvestment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 02/26/2024Number of Hours: 2 hrs monthlyNumber of Hours during trading: 2 hrs monthlyDuties: I*467292, Entity Type, Name of OBA: Civic Committee of Minnetonka Beach Address: Minnetonka BeachMinnesota 55361 Investment Related: No Position, Title, Association: Committee member Employee Start Date:11/04/2020 No Hours: 20 monthly No Hours during trading: 0 Duties:Assist in organizing parties and gatherings, Help plan the Civic events for the town of Minnetonka Beach
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-12 |
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