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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-04-19
CO RA APPROVED 2023-01-31
MN RA APPROVED 2013-11-19
TX RA APPROVED_RES 2001-01-04
  • FL RA
    APPROVED
    Since 2023-04-19
  • CO RA
    APPROVED
    Since 2023-01-31
  • MN RA
    APPROVED
    Since 2013-11-19
  • TX RA
    APPROVED_RES
    Since 2001-01-04

Branch Locations

315 Lake St E, Wayzata, MN 55391 • United States

Wayzata, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mpls. MN 10/1995 Present
Bank Of America, N.A. Wayzata MN 06/2011 Present
Other Businesses

I*90709FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: CHILDRENS HOSPITALS AND CLINICS OF MNINVESTMENT RELATED: NOADDRESS OF BUSINESS: ROSEVILLE, MINNESOTA 55113NATURE OF BUSINESS: CHARITABLE ORGANIZATIONPOSITION, TITLE, ASSOCIATION: COMMITTEE MEMBERSTART DATE OF RELATIONSHIP: 1/1/2016NUMBER OF HOURS DEVOTED: 12 HOURS ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THE LEGACY ADVISORY BOARD AT CHILDRENS HOSITAL WILL HELP BUILD AWARENESS TO THE NEEDS OF CHILDRENS MEDICAL ISSUES AND WILL HELP WITH FUNDRAISING EFFORTS I*: 1702274Entity Type: Fiduciary RoleName of OBA: Emergency LTC Trust fund FBO Ramona BensonAddress: Wayzata, MNInvestment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 02/26/2024Number of Hours: Number of Hours during trading: Duties: I*: 1701342Entity Type: Fiduciary RoleName of OBA: B L. B Jr. TrustAddress: Wayzata, MNInvestment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 02/26/2024Number of Hours: 3 hrs monthlyNumber of Hours during trading: 3 hrs monthlyDuties: I*: 1701344Entity Type: Fiduciary RoleName of OBA: B Irrevocable Trust FBO Hunter BoydAddress: Wayzata, MNInvestment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 02/26/2024Number of Hours: 2 hrs monthlyNumber of Hours during trading: 2 hrs monthlyDuties: I*: 1701345Entity Type: Fiduciary RoleName of OBA: B Irrevocable trust fbo Olivia BoydAddress: Way, Wayzata, MNInvestment Related: NoPosition, Title, Association: TrusteeEmployee Start Date: 02/26/2024Number of Hours: 2 hrs monthlyNumber of Hours during trading: 2 hrs monthlyDuties: I*467292, Entity Type, Name of OBA: Civic Committee of Minnetonka Beach Address: Minnetonka BeachMinnesota 55361 Investment Related: No Position, Title, Association: Committee member Employee Start Date:11/04/2020 No Hours: 20 monthly No Hours during trading: 0 Duties:Assist in organizing parties and gatherings, Help plan the Civic events for the town of Minnetonka Beach

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-02
S63 Uniform Securities Agent State Law Examination 1996-01-12
  • S65 Uniform Investment Adviser Law Examination
    1996-02-02
  • S63 Uniform Securities Agent State Law Examination
    1996-01-12
Other Names
  • Christina Kinnamon Benson

View on SEC IAPD

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