Best Investors Account Sign in

Frank R Tenteromano

J.P. Morgan Securities LLC

New York, NY

CRD 5052571

Claim This Profile
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-08-11
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-23
NJ RA APPROVED 2012-10-01
  • AL RA
    APPROVED
    Since 2026-08-11
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

390 Madison Ave, New York, NY 10017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 Present
United States Coast Guard Reserve Staten Island NY 12/2011 Present
Jpmorgan Chase Bank, N.A. New York NY 03/2007 Present
  • 10/2012 → Present
    New York, NY
  • 12/2011 → Present
    United States Coast Guard Reserve
    Staten Island, NY
  • 03/2007 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
  • 2008-12-17 → 2009-05-02
    Wamu Investments, Inc.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Wayne, NJ
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 3/10/2020 ADDRESS: 354 NEW YORK NY; 2 HAMPTON BAYS NY DETAILS: Rental income INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 4 HOURS DURING TRADING: 0 ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: UNITED STATES COAST GUARD RESERVE POSITION: UNITED STATES COAST GUARD RESERVIST START DATE: 12/6/2011 ADDRESS: 212 Coast Guard Drive, Staten Island NY 10305 DETAILS: US Armed Forces/ United States Military INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 20 HOURS DURING TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-16
S63 Uniform Securities Agent State Law Examination 2005-11-28
  • S65 Uniform Investment Adviser Law Examination
    2008-12-16
  • S63 Uniform Securities Agent State Law Examination
    2005-11-28
Other Names
  • Frank Robert Tenteromano

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor