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John D Rocco

Morgan Stanley

New York, NY

Red Bank, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
NJ RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • NY RA
    APPROVED
    Since 2021-06-16
  • NJ RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States

20 Linden Place, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 06/2009 Present
Morgan Stanley Private Bank, N.A.T New York NY 01/2015 Present
Morgan Stanley Smith Barney Llc Red Bank NJ 09/2017 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.T
    New York, NY
  • 09/2017 → Present
    Morgan Stanley Smith Barney Llc
    Red Bank, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-26
S63 Uniform Securities Agent State Law Examination 1995-08-10
  • S65 Uniform Investment Adviser Law Examination
    1995-12-26
  • S63 Uniform Securities Agent State Law Examination
    1995-08-10
Other Names
  • John Rocco

View on SEC IAPD

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BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
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