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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-08-25 |
| TX | RA | APPROVED_RES | 2025-08-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Charleston | SC | 05/2016 | 11/2018 |
| Royal Alliance Advisors, Inc. | Charleston | SC | 11/2018 | 08/2025 |
| Osaic Wealth, Inc. | Charleston | SC | 11/2018 | 08/2025 |
| Raymond James Financial Services Advisors, Inc. | Charleston | SC | 08/2025 | Present |
| Raymond James Financial Services, Inc. | Charleston | SC | 08/2025 | Present |
(1)Name of Business: R.E. Baxter & Associates, Inc. Address: 537B Wappoo Rd, Charleston, SC, 29407-2223, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 06/01/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: R.E. Baxter & Associates, Inc. is the name I do business as under the Raymond James BD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-24 |
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